The Reform Act’s “concurrent filing” rule could make your EB-5 offering more attractive to investors in the U.S. Learn how to comply with securities laws when your offering includes U.S.-based investors in the article EB-5 Concurrent Filing. The EB-5 Reform and Integrity Act includes a provision for “concurrent…
Navigating through the different “crowdfunding” exemptions can be tedious. To help, we’ve created this handy Crowdfunding Matrix. To download a printable PDF, please click here.
You have no doubt read about the decision in Behring v. Wolfe invalidating the 2019 regulations of the EB-5 Program. The decision rolls back the minimum investment amount from $900,000 to $500,000 (and from $1,800,000 to $1,000,000 outside of targeted employment areas). The decision also invalidated the USCIS’s…
On December 15, 2017 FINRA issued its Extended Hearing Panel Decision in its Disciplinary Action No. 2013037522501. This Action was commenced on March 24, 2016 against Trevor Saliba of FINRA-member firm NMS Capital Securities LLC, and several other of the firm’s representatives. NMS has been active in the…
Initial coin offerings are all the craze, and for good reason. According to CoinSchedule, over $3 billion has been raised in the first 10 months of October. The Securities Exchange Commission released an investigative report concluding that DAO tokens were securities, and that scared people for maybe a few…
An increasing number of ICOs are choosing to disallow US investors from participating. For those of you on those management teams, or those of you with connections to those teams, I urge you to consider the following: 1) Presumably, disallowing US based investors is for the purposes of…