This the second part, of a two part series, reviewing Bad Actors in private placements. The first article may be viewed here. The Securities and Exchange Commission (SEC) issued new Rule 506(d) in 2013, a rule that bars felons and other specified “bad actors” from participating in private…
This article is part one, of a two part discussion, on Identifying Bad Actors for private placements. Part II may be viewed here. In 2010, as part of the aftermath of the Global Financial Crisis of 2008, Congress adopted the Dodd-Frank Wall Street Reform and Consumer Protection Act….
Homeier Law PC’s co-founder, Michael Homeier, shares opinions on the value-add imparted to EB-5 financing projects that include the escrow administration and fund administration services offered by NES Financial. Third party administrators such as NES Financial play a very important role in EB-5. They not only help improve…
Homeier Law PC’s co-founder, Michael Homeier, is featured in a discussion led by Southern California CEO Magazine about accessing EB-5 investment funding for smaller and non-real estate business ventures using the “direct (non-regional center) investment model.
Homeier Law PC’s co-founder, Michael Homeier, provides an in-depth discussion of the application of US securities laws to the EB-5 industry and practical issues, including exemptions from registration, the full disclosure imperative, broker registration status and compensation disclosure, involvement of unregistered brokers, SEC advisory webinar following filing of…
Homeier Law PC’s co-founder, Michael Homeier, provides an in-depth discussion of the application of US securities laws to the EB-5 industry and practical issues, including exemptions from registration, the full disclosure imperative, broker registration status and compensation disclosure, involvement of unregistered brokers, SEC advisory webinar following filing of…